Cara Marie Richards-Kickham

Current Employers

Employment History

• 04/2015 → 11/2017
  Commonwealth Financial Network
  Waltham, MA
• 03/2015 → 11/2017
  Farmington River Financial Group
  Farmington, CT
• 11/2017 → Present
  Rbc Capital Markets, Llc
  Farmington, CT

Previous Registrations

• 2015-04-16 → 2017-11-20
  Commonwealth Financial Network
  West Hartford, CT
• 2011-09-26 → 2015-04-21
  Rbc Capital Markets, Llc
  Hartford, CT
• 2009-11-23 → 2011-02-08
  Raymond James Financial Services Advisors, Inc
  Avon, CT
• 2009-10-23 → 2009-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Farmington, CT
  Winsted, CT
• 2007-03-07 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Winsted, CT
  Hartford, CT
  West Hartford, CT
  Winsted, CT
  West Hartford, CT
• 2006-10-23 → 2007-03-07
  Global Portfolio Strategies, Inc.
  Hartford, CT
• 2005-11-11 → 2006-01-11
  Banc Of America Investment Services, Inc.
  Hartford, CT

Other Businesses

(1) PURIUM; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: NUTRITION SUPPLEMENTS; NOT INVESTMENT RELATED; START DATE: 02/27/2018; CAPACITY: INDEPENDENT CONTRACTOR; DUTIES: PRODUCT DISTRIBUTION; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) SHARING THE LIGHT WHOLISTIC CENTER; ADDRESS: 395 WEST AVON RD., AVON, CT 06001; BUSINESS DESCRIPTION: WHOLIST HEALTH; NOT INVESTMENT RELATED; START DATE: 02/27/2018; CAPACITY: INDEPENDENT CONTRACTOR; DUTIES: YOGA AND REIKI SERVICE; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE

Exams

• S66 Uniform Combined State Law Examination
  2005-11-10

Designations

Other Names

• Cara Richards
• Cara Marie Richards
• Cara Marie Richards
• Cara Marie Richards