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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-03-04
  • SC RA
    APPROVED
    Since 2025-03-04

Branch Locations

135 S. Main Street Suite 800, Greenville, SC 29601 • United States

40 Calhoun Street Suite 310, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Mt Pleasant SC 03/2016 01/2022
Park Avenue Securities Mt Pleasant SC 03/2016 01/2022
Woodbury Financial Services Inc Mt Pleasant SC 01/2022 12/2023
Guardian Life Insurance Company Mt Pleasant SC 01/2024 02/2025
Park Avenue Securities Llc Mt Pleasant SC 02/2024 02/2025
Mml Investors Services, Llc Charleston SC 02/2025 Present
Massmutual Life Insurance Company Charleston SC 02/2025 Present
  • 03/2016 → 01/2022
    Guardian Life Ins
    Mt Pleasant, SC
  • 03/2016 → 01/2022
    Park Avenue Securities
    Mt Pleasant, SC
  • 01/2022 → 12/2023
    Woodbury Financial Services Inc
    Mt Pleasant, SC
  • 01/2024 → 02/2025
    Guardian Life Insurance Company
    Mt Pleasant, SC
  • 02/2024 → 02/2025
    Mt Pleasant, SC
  • 02/2025 → Present
    Charleston, SC
  • 02/2025 → Present
    Massmutual Life Insurance Company
    Charleston, SC
Previous Registrations
Other Businesses

(1) NAME: MICHAEL DARE, INV REL: Y, ADD: 40 CALHOUN STREET, SUITE 350, CHARLESTON, SC 29401 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 01/01/2025, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, HEALTH (2) NAME: DECISION CAPITAL, LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: EXISTING LLC POSITION: MEMBER START DATE: 01/24/2022 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: FINANCIAL ADVISORY PRACTICE (3) NAME: MY PERSONAL FINANCIAL TRAINER, LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: EXISTING LLC POSITION: MEMBER START DATE: 01/24/2022 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: FINANCIAL ADVISORY PRACTICE (4) NAME: MICHAEL DARE INV REL: Y ADDR: 40 CALHOUN STREET, SUITE 310, CHARLESTON, SC 29401 NATURE: STRUCTURED SETTLEMENT POSITION: REFERRER START DATE: 3/17/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: REFERRING ATTORNEYS AND THEIR CLIENTS TO A STRUCTURED SETTLEMET BROKER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-25
S63 Uniform Securities Agent State Law Examination 2005-08-11
  • S65 Uniform Investment Adviser Law Examination
    2007-08-25
  • S63 Uniform Securities Agent State Law Examination
    2005-08-11
Other Names
  • Michael Jonathan Lotz Dare
  • Michael J Dare

View on SEC IAPD

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