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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-03-04 |
Branch Locations
135 S. Main Street Suite 800, Greenville, SC 29601 • United States
40 Calhoun Street Suite 310, Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Mt Pleasant | SC | 03/2016 | 01/2022 |
| Park Avenue Securities | Mt Pleasant | SC | 03/2016 | 01/2022 |
| Woodbury Financial Services Inc | Mt Pleasant | SC | 01/2022 | 12/2023 |
| Guardian Life Insurance Company | Mt Pleasant | SC | 01/2024 | 02/2025 |
| Park Avenue Securities Llc | Mt Pleasant | SC | 02/2024 | 02/2025 |
| Mml Investors Services, Llc | Charleston | SC | 02/2025 | Present |
| Massmutual Life Insurance Company | Charleston | SC | 02/2025 | Present |
(1) NAME: MICHAEL DARE, INV REL: Y, ADD: 40 CALHOUN STREET, SUITE 350, CHARLESTON, SC 29401 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 01/01/2025, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, HEALTH (2) NAME: DECISION CAPITAL, LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: EXISTING LLC POSITION: MEMBER START DATE: 01/24/2022 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: FINANCIAL ADVISORY PRACTICE (3) NAME: MY PERSONAL FINANCIAL TRAINER, LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: EXISTING LLC POSITION: MEMBER START DATE: 01/24/2022 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: FINANCIAL ADVISORY PRACTICE (4) NAME: MICHAEL DARE INV REL: Y ADDR: 40 CALHOUN STREET, SUITE 310, CHARLESTON, SC 29401 NATURE: STRUCTURED SETTLEMENT POSITION: REFERRER START DATE: 3/17/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: REFERRING ATTORNEYS AND THEIR CLIENTS TO A STRUCTURED SETTLEMET BROKER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-11 |
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