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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-21 |
| TX | RA | APPROVED | 2025-11-21 |
Branch Locations
Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arby's Restaurant | Glen Allen | VA | 04/2019 | 08/2019 |
| Chicken Salad Chicken | Mechanicsville | VA | 04/2020 | 09/2020 |
| Doordash | Harrisonburg | VA | 09/2020 | 09/2022 |
| Jersey Mike's Subs | Harrisonburg | VA | 04/2021 | 07/2024 |
| Massanutten Resort | Massanutten | VA | 08/2024 | 02/2025 |
| Downscorp | Harrisonburg | VA | 06/2024 | 03/2025 |
| Lpl Enterprise | Harrisonburg | VA | 01/2025 | 11/2025 |
| Greenwood Christian School | Greenwood | SC | 08/2016 | 06/2018 |
| Grace Christian School | Mechanicsville | VA | 08/2018 | 08/2020 |
| Unemployed | Greenwood | SC | 01/2015 | 04/2019 |
| First Trust Portfolios L.P. | Wheaton | IL | 11/2025 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-18 |
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