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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-05-28
  • AL RA
    APPROVED
    Since 2025-05-28

Branch Locations

Two North Twentieth Street Suite 1400, Birmingham, AL 35203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clemson University Clemson SC 05/2020 Present
Briarwood Christian Upper School (7Th-12Th) Columbiana AL 01/2015 01/2020
Birmingham Investment Group Birmingham AL 01/2025 Present
Raymond James Financial Services, Inc. Birmingham AL 01/2025 Present
Unemployed Birmingham AL 01/2020 05/2020
Raymond James Financial Services Advisors, Inc Birmingham AL 05/2025 Present
  • 05/2020 → Present
    Clemson University
    Clemson, SC
  • 01/2015 → 01/2020
    Briarwood Christian Upper School (7Th-12Th)
    Columbiana, AL
  • 01/2025 → Present
    Birmingham Investment Group
    Birmingham, AL
  • 01/2025 → Present
    Raymond James Financial Services, Inc.
    Birmingham, AL
  • 01/2020 → 05/2020
    Unemployed
    Birmingham, AL
  • 05/2025 → Present
    Birmingham, AL
Other Businesses

Birmingham Investment Group Not investment related Birmingham, AL DBA/Support Company Advisor 1/2025 0 hrs per month 0 hrs during trading hrs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-20
  • S66 Uniform Combined State Law Examination
    2025-05-20

View on SEC IAPD

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