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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-06-24
  • UT RA
    APPROVED
    Since 2026-06-24

Branch Locations

2243 E 2100 S, Salt Lake City, UT 84109 • United States

1514 Park Ave, Park City, UT 84060 • United States

5710 W 7800 S, West Jordan, UT 84084 • United States

8100 S State St, Midvale, UT 84047 • United States

4701 W 2100 S, Salt Lake City, UT 84120 • United States

4135 S Redwood Rd, Salt Lake City, UT 84123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Bellevue WA 01/2025 05/2026
Exam Preparation Salt Lake City UT 06/2024 01/2025
University Of Utah Salt Lake City UT 07/2019 05/2024
Premier Tennis Llc Salt Lake City UT 07/2020 05/2024
California State University, Fresno Fresno CA 08/2018 06/2019
Texas Tech University Lubbock TX 10/2017 07/2018
Texas Tech University Lubbock TX 09/2014 06/2017
Extended Travel Lubbock TX 07/2017 09/2017
U.S. Bancorp Advisors, Llc Park City UT 06/2026 Present
  • 01/2025 → 05/2026
    Bellevue, WA
  • 06/2024 → 01/2025
    Exam Preparation
    Salt Lake City, UT
  • 07/2019 → 05/2024
    University Of Utah
    Salt Lake City, UT
  • 07/2020 → 05/2024
    Premier Tennis Llc
    Salt Lake City, UT
  • 08/2018 → 06/2019
    California State University, Fresno
    Fresno, CA
  • 10/2017 → 07/2018
    Texas Tech University
    Lubbock, TX
  • 09/2014 → 06/2017
    Texas Tech University
    Lubbock, TX
  • 07/2017 → 09/2017
    Extended Travel
    Lubbock, TX
  • 06/2026 → Present
    Park City, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-09
  • S66 Uniform Combined State Law Examination
    2026-02-09
Other Names
  • Ric Mortera
  • Romeo Ricardo Mortera

View on SEC IAPD

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