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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-07-23 |
Branch Locations
509 N Jefferson Way, Indianola, IA 50125 • United States
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Indianola | IA | 01/2025 | Present |
| Wells Fargo Bank, Na | Indianola | IA | 09/2022 | Present |
| Lone Star College | Montgomery | TX | 04/2021 | 08/2022 |
| Unemployed | Montgomery | TX | 03/2021 | 04/2021 |
| Vision Iss | Montgomery | TX | 02/2020 | 03/2021 |
| Unemployed | Montgomery | TX | 01/2020 | 02/2020 |
| Holiday Hills Christmas Trees | Kerrville | TX | 11/2019 | 01/2020 |
| Loyland Farms | Thompson | ND | 09/2019 | 11/2019 |
| Sheridan Lake Marina | Rapid City | SD | 04/2019 | 09/2019 |
| Fry's Grocery | Sierra Vista | AZ | 11/2018 | 04/2019 |
| Loyland Farms | Thompson | ND | 09/2018 | 11/2018 |
| Unemployed | Carlisle | IA | 04/2018 | 09/2018 |
| Iowa Dot | Carlisle | IA | 11/2017 | 04/2018 |
| Cds Global | Des Moines | IA | 09/2016 | 11/2017 |
| Daw Trucking | New Virginia | IA | 04/2015 | 09/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-04 |
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