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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2008-06-04 |
Branch Locations
212 North Buxton Street, Indianola, IA 50125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Indianola | IA | 06/2008 | Present |
1) 04/14/2008 - Legacy Asset Management, INC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. (2) 09/03/2014 - Legacy Properties - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date:08/14/2000 - 2 Hrs/Mth - 1 Hrs During Trading. 3) 10/14/2025- Legacy Properties- Real Estate Rental- INV Related- At Winterset, IA- Start date 08/14/2000- 15 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-28 |
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