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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-08-19 |
Branch Locations
8340 Mission Rd Ste 205, Prairie Village, KS 66206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Prairie Village | KS | 07/2025 | Present |
| Haddad Financial Services | Prairie Village | KS | 01/2025 | Present |
| Federal Reserve Bank Of Kansas City | Kansas City | MO | 01/2011 | 01/2025 |
1) 07/25/2025 - Haddad Financial Services / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 100 % time spent - Start date: 07/22/2025 - 0hrs/mnth 0hrs during trading 2) 07/25/2025 - RICE Family Group, LLC / Business Entity For Tax/Investment Purposes Only / Owner / Non Inv Related / Start date 01/02/2024 - 1 hr per month 0hrs during trading - 1 % time spent 3. 09/10/2025 - Flanagan Wealth - DBA for LPL Business (entity for LPL business) - Inv rel - At reported business location (s)- Start date: 08/11/2025 - 160 hr per month 120hrs during trading 4. 03/03/2026 - Flanagan Wealth & Trust - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/21/2026 - 160 hours per month/ 120 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-18 |
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