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Rebecca B Baugh

J.P. Morgan Securities LLC

Lima, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

2665 Ft. Amanda Road, Lima, OH 45804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lima OH 10/2012 Present
Jpmorgan Chase Bank, N.A. Lima OH 01/1996 Present
Previous Registrations
  • 2009-01-28 → 2012-10-01
    Chase Investment Services Corp.
    Lima, OH
    Lima, OH
    Lima, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-23
  • S66 Uniform Combined State Law Examination
    2009-01-23
Other Names
  • Rebecca A Baugh

View on SEC IAPD

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Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · LIMA, OH
HARDY & HARDY CO LLC · LIMA, OH
LPL FINANCIAL LLC · LIMA, OH
COMMONWEALTH FINANCIAL NETWORK · Lima, OH
WESBANCO SECURITIES, INC. · Lima, OH
EDWARD JONES · LIMA, OH
TRUEBLOOD WEALTH MANAGEMENT, LLC · LIMA, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Lima, OH

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