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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2010-09-30
  • MD RA
    APPROVED
    Since 2010-09-30

Branch Locations

4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Owings Mills MD 02/2010 Present
  • 02/2010 → Present
    T. Rowe Price Investment Services, Inc.
    Owings Mills, MD
Previous Registrations
  • 2007-09-26 → 2009-11-18
    Msi Financial Services, Inc.
    Hunt Valley, MD
Other Businesses

Bayberry 303; Non-Investment Related; 5/1/2023; 50% owner of LLC; passive real estate rental activity; 2 hours during the month; 0 during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-21
S63 Uniform Securities Agent State Law Examination 2007-04-13
  • S65 Uniform Investment Adviser Law Examination
    2007-09-21
  • S63 Uniform Securities Agent State Law Examination
    2007-04-13
Designations
Other Names
  • Shawn A Sarchetti

View on SEC IAPD

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