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Nicholas Carl Warren

Wells Fargo Advisors Financial Network, LLC

Tucson, AZ

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-07
AZ RA APPROVED 2025-11-24
  • TX RA
    APPROVED
    Since 2026-01-07
  • AZ RA
    APPROVED
    Since 2025-11-24

Branch Locations

1795 E Skyline Dr Ste 141, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Tucson AZ 01/2025 Present
Arcis Golf Oro Valley AZ 11/2022 12/2024
University Of Arizona Tucson AZ 08/2022 05/2025
Ironwood Ridge High School Oro Valley AZ 08/2018 05/2022
Unemployed Oro Valley AZ 08/2015 11/2022
  • 01/2025 → Present
    Wells Fargo Advisors Financial Network, Llc
    Tucson, AZ
  • 11/2022 → 12/2024
    Arcis Golf
    Oro Valley, AZ
  • 08/2022 → 05/2025
    University Of Arizona
    Tucson, AZ
  • 08/2018 → 05/2022
    Ironwood Ridge High School
    Oro Valley, AZ
  • 08/2015 → 11/2022
    Unemployed
    Oro Valley, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-29
  • S66 Uniform Combined State Law Examination
    2025-10-29
Other Names
  • Nicholas Warren

View on SEC IAPD

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DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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