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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-17
PA RA APPROVED 2018-08-01
TX RA APPROVED 2018-08-01
  • CA RA
    APPROVED
    Since 2023-02-17
  • PA RA
    APPROVED
    Since 2018-08-01
  • TX RA
    APPROVED
    Since 2018-08-01

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2005 Present
  • 06/2005 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1) NAME OF BUSINESS: LIMITED AGENT FOR MOTHER INVESTMENT RELATED: ADDRESS (City/State): MALVERN, PA START DATE (Month/Year): 9/2020 APPROXIMATE HOURS PER MONTH: 1 NUMBER OF HOURS DURING TRADING HOURS: 0 (2) NAME OF BUSINESS: LIMITED AGENT FOR FATHER INVESTMENT RELATED: ADDRESS (City/State): MALVERN, PA START DATE (Month/Year): 9/2020 APPROXIMATE HOURS PER MONTH: 1 NUMBER OF HOURS DURING TRADING HOURS: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-24
S63 Uniform Securities Agent State Law Examination 2005-06-29
  • S65 Uniform Investment Adviser Law Examination
    2018-07-24
  • S63 Uniform Securities Agent State Law Examination
    2005-06-29

View on SEC IAPD

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