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67 Water Street Suite 101, Laconia, NH 03246-3300 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-29 |
| NH | RA | APPROVED | 2025-07-26 |
Branch Locations
67 Water Street Suite 101, Laconia, NH 03246-3300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minot Consolidated School | Minot | ME | 04/2015 | 06/2017 |
| Bruce M. Whittier Middle School | Poland | ME | 06/2017 | 06/2019 |
| Poland Regional High School | Poland | ME | 06/2019 | 06/2023 |
| Gridiron Restaurant | Lewiston | ME | 08/2020 | 04/2025 |
| Plymouth State University | Plymouth | NH | 08/2023 | Present |
| Northwestern Mutual | Portsmouth | NH | 11/2024 | 04/2025 |
| The Foundry Financial Group, Inc. | Laconia | NH | 02/2025 | Present |
Name of other business: Gridiron Restaurant; Is business Investment related: No; Address of other business: 1567 Lisbon St., Lewiston, ME 04210; Nature of other business: Restaurant; Your position: Server; Start date of relationship: 08/2020; Approx. # of hours /month devote to other business: 20; Number of hours devoted to other business during securities trading hours: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-26 |
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