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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-07-09
  • VA RA
    APPROVED
    Since 2025-07-09

Branch Locations

104 Marketplace Dr, Hampton, VA 23666 • United States

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Hampton VA 01/2025 Present
Surf Rider Restaurant Hampton VA 05/2017 12/2019
Maid Pro Newport News VA 02/2020 04/2020
Mama Rosas Italian Restaurant Hampton VA 09/2012 04/2017
Wells Fargo Newport News VA 06/2021 05/2022
Wells Fargo Grafton VA 06/2022 02/2023
Wells Fargo Hampton VA 02/2023 Present
Unemployed Hampton VA 04/2020 05/2021
  • 01/2025 → Present
    Hampton, VA
  • 05/2017 → 12/2019
    Surf Rider Restaurant
    Hampton, VA
  • 02/2020 → 04/2020
    Maid Pro
    Newport News, VA
  • 09/2012 → 04/2017
    Mama Rosas Italian Restaurant
    Hampton, VA
  • 06/2021 → 05/2022
    Wells Fargo
    Newport News, VA
  • 06/2022 → 02/2023
    Wells Fargo
    Grafton, VA
  • 02/2023 → Present
    Wells Fargo
    Hampton, VA
  • 04/2020 → 05/2021
    Unemployed
    Hampton, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-09
S63 Uniform Securities Agent State Law Examination 2025-04-17
  • S65 Uniform Investment Adviser Law Examination
    2025-07-09
  • S63 Uniform Securities Agent State Law Examination
    2025-04-17
Other Names
  • Mary D Erickson
  • Mary D Erickson Tibbs
  • Mary D Tibbs

View on SEC IAPD

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