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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-22 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Maple Grove | MN | 01/2025 | Present |
| Wells Fargo Bank, Na | Maple Grove | MN | 03/2024 | Present |
| Levy Restaurants/Xcel Energy Center | St. Paul | MN | 10/2022 | Present |
| Dark Horse Athletics/Map Hockey | Blaine | MN | 10/2022 | 01/2023 |
| St. Cloud State University | St. Cloud | MN | 08/2021 | 05/2023 |
| Hemisphere Restaurants/Tavern On France | Edina | MN | 06/2021 | Present |
| Enterprise Rent-A-Car | White Bear Lake | MN | 05/2021 | 10/2021 |
| Restoration Pro 24 Llc | Hudson | WI | 05/2021 | 06/2021 |
| Doordash | St. Paul | MN | 03/2020 | 12/2021 |
| Bitesquad | St. Paul | MN | 05/2020 | 12/2021 |
| Troon Golf/Great Shots | Sioux Falls | SD | 10/2019 | 02/2020 |
| Anoka Ramsey Community College | Coon Rapids | MN | 08/2019 | 05/2021 |
| Arg Resources Llc/Arby's | Arden Hills | MN | 03/2018 | 04/2019 |
| Mounds View High School | Arden Hills | MN | 09/2015 | 06/2019 |
Hemisphere Restaurants/Tavern on France: NOT investment related; Edina, MN; Server/Waiter; Start date 06/01/2021; 60-72 hours per month (15-18 hours per week); 0 hours, I am a waiter that serves food and beverages to customers. I complete task of fulfilling orders, expediting customer orders, and ensuring customer satisfaction. Levy Restaurants/Xcel Energy Center: NOT investment related; Saint Paul, MN; Food and Beverage Services for Sports and Entertainment Venues; Bartender; Start date 10/0/2022; 0-8 hours per month (1-2 shifts per quarter); 0 hours during trading , -I am a bartender that mainly serves beverages to customer. I complete task of fulfilling orders, ensuring customer satisfaction, and monitor safe alcohol consumption. |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-28 |
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