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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-04-14
  • IA RA
    APPROVED
    Since 2025-04-14

Branch Locations

13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States

2220 Hamilton Blvd, Sioux City, IA 51104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Sioux City IA 01/2025 Present
Wells Fargo Bank, Na Sioux City IA 06/2023 Present
Hy-Vee Foods Inc. Sioux City IA 09/2009 06/2023
  • 01/2025 → Present
    Sioux City, IA
  • 06/2023 → Present
    Wells Fargo Bank, Na
    Sioux City, IA
  • 09/2009 → 06/2023
    Hy-Vee Foods Inc.
    Sioux City, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-14
S63 Uniform Securities Agent State Law Examination 2025-03-21
  • S65 Uniform Investment Adviser Law Examination
    2025-04-14
  • S63 Uniform Securities Agent State Law Examination
    2025-03-21

View on SEC IAPD

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