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Shawn Etienne Roberts

J.P. Morgan Securities LLC

Washington, DC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-11-18
TX RA APPROVED_RES 2024-10-29
  • DC RA
    APPROVED
    Since 2024-11-18
  • TX RA
    APPROVED_RES
    Since 2024-10-29

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T/Fvb Falls Church VA 07/1997 01/2019
Bb&T Investments Charlotte NC 01/2006 02/2021
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Bb&T Washington DC 01/2019 02/2021
Truist Investment Services, Inc. Washington DC 02/2021 09/2023
Truist Advisory Services, Inc. Atlanta GA 02/2021 09/2023
J.P. Morgan Securities Llc Washington DC 10/2024 Present
Jpmorgan Chase Bank, N.A. Washington DC 10/2024 Present
Unemployed Falls Church VA 10/2023 09/2024
  • 07/1997 → 01/2019
    Bb&T/Fvb
    Falls Church, VA
  • 01/2006 → 02/2021
    Bb&T Investments
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 02/2021
    Bb&T
    Washington, DC
  • 02/2021 → 09/2023
    Truist Investment Services, Inc.
    Washington, DC
  • 02/2021 → 09/2023
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 10/2024 → Present
    J.P. Morgan Securities Llc
    Washington, DC
  • 10/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Washington, DC
  • 10/2023 → 09/2024
    Unemployed
    Falls Church, VA
Previous Registrations
  • 2021-02-17 → 2023-10-10
    Truist Advisory Services, Inc.
    Washington, DC
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Washington, DC
    Charlotte, NC
    Richmond, VA
    Washington, DC
  • 2006-02-14 → 2018-01-02
    Bb&T Investment Services, Inc.
    Alexandria, VA
    Alexandria, VA
    Washington, DC
    Charlotte, NC
    Charlotte, NC
  • 2005-05-31 → 2006-02-14
    Bb&T Asset Management, Inc.
    Alexandria, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-03-10
S65 Uniform Investment Adviser Law Examination 2005-05-10
  • S63 Uniform Securities Agent State Law Examination
    2006-03-10
  • S65 Uniform Investment Adviser Law Examination
    2005-05-10

View on SEC IAPD

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