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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-03
  • AZ RA
    APPROVED
    Since 2026-02-03

Branch Locations

3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Casa Bonita Rentals Tucson AZ 09/2025 Present
Northern Trust Tempe AZ 06/2025 08/2025
Renewal By Andersen Tucson AZ 10/2024 01/2025
Liqd Investments Scottsdale AZ 12/2024 01/2025
Crest Insurance Llc Scottsdale AZ 03/2024 08/2024
Charro Steak & Del Ray Tucson AZ 09/2023 03/2024
Plaza Bar At The Princess Scottsdale AZ 05/2023 12/2024
Dicks' Sporting Goods Scottsdale AZ 03/2022 08/2022
Sprouts Farmers Market Scottsdale AZ 03/2021 08/2021
The Vig, Genuine Concepts Scottsdale AZ 02/2020 09/2020
University Of Arizona Tucson AZ 08/2022 11/2025
Notre Dame Preparatory High School Scottsdale AZ 08/2018 05/2022
Desert Canyon Elementary And Middle School, Notre Dame Prep Scottsdale AZ 09/2015 02/2020
Cetera Wealth Services, Llc El Segundo CA 11/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2026 Present
  • 09/2025 → Present
    Casa Bonita Rentals
    Tucson, AZ
  • 06/2025 → 08/2025
    Northern Trust
    Tempe, AZ
  • 10/2024 → 01/2025
    Renewal By Andersen
    Tucson, AZ
  • 12/2024 → 01/2025
    Liqd Investments
    Scottsdale, AZ
  • 03/2024 → 08/2024
    Crest Insurance Llc
    Scottsdale, AZ
  • 09/2023 → 03/2024
    Charro Steak & Del Ray
    Tucson, AZ
  • 05/2023 → 12/2024
    Plaza Bar At The Princess
    Scottsdale, AZ
  • 03/2022 → 08/2022
    Dicks' Sporting Goods
    Scottsdale, AZ
  • 03/2021 → 08/2021
    Sprouts Farmers Market
    Scottsdale, AZ
  • 02/2020 → 09/2020
    The Vig, Genuine Concepts
    Scottsdale, AZ
  • 08/2022 → 11/2025
    University Of Arizona
    Tucson, AZ
  • 08/2018 → 05/2022
    Notre Dame Preparatory High School
    Scottsdale, AZ
  • 09/2015 → 02/2020
    Desert Canyon Elementary And Middle School, Notre Dame Prep
    Scottsdale, AZ
  • 11/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAOL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: CASA BONITA RENTALS INVESTMENT RELATED: NO ADDRESS: 2455 N CAMPBELL AVE TUCSON, AZ 85719 NATURE OF BUSINESS: STUDENT HOUSING START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: SALES REP APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-28
  • S66 Uniform Combined State Law Examination
    2026-01-28

View on SEC IAPD

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