Louis David Esposito

Current Employers

Employment History

• 04/2010 → 05/2023
  Woodbury Financial Services
  Mendham, NJ
• 05/2023 → 07/2025
  Cadaret, Grant & Co., Inc.
  Brick, NJ
• 07/2025 → 01/2026
  Lpl Financial Llc
  Brick, NJ
• 01/2026 → Present
  United Planners Financial Services
  Scottsdale, AZ
• 08/2005 → Present
  Louis Esposito
  Brick, NJ
• 05/2011 → Present
  Trans World Assurance
  Brick, NJ

Previous Registrations

• 2025-07-10 → 2026-01-08
  Lpl Financial Llc
  Brick, NJ
• 2023-05-18 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Brick, NJ
  Little Silver, NJ
  Syracuse, NY
• 2010-04-08 → 2023-05-19
  Woodbury Financial Services, Inc.
  Mendham, NJ
  Wexford, PA
  Brick, NJ
• 2008-06-16 → 2009-11-11
  Hsbc Securities (Usa) Inc.
  Chatham, NJ
  Morristown, NJ
  Summit, NJ
  Woodbridge, NJ
• 2005-09-12 → 2008-06-03
  Citigroup Global Markets Inc.
  New Brunswick, NJ
  Morristown, NJ
  Short Hills, NJ
  Morristown, NJ

Other Businesses

1.) LOUIS ESPOSITO - INSURANCE AGENT - NON-VARIABLE INSURANCE - BRICK, NJ - SINCE 08/2005 - INVESTMENT RELATED 2.) TRANS WORLD ASSURANCE - GENERAL AGENT SALES - NON-VARIABLE INSURANCE - BRICK,NJ - SINCE 05/2011 - INVESTMENT RELATED 3.) MENDHAM WEALTH MANAGEMENT - MANAGING PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - BRICK, NJ - SINCE 05/2018 - INVESTMENT RELATED 4.) ALPHA HOSPITAL PARTNERS - CONSULTANT - CONSULTING SERVICES - BRICK, NJ - SINCE 05/2018 - NOT INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  2005-09-03

Other Names

• Lee David Esposito