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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-10 |
| MI | RA | APPROVED | 2025-02-03 |
Branch Locations
800 Ship Street Suite 105, St. Joseph, MI 49085 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boston Scientific | Maple Grove | MI | 01/2020 | 12/2024 |
| Nevro Inc | Redwood City | CA | 06/2018 | 01/2020 |
| Boston Scientific | Maple Grove | MN | 10/2007 | 06/2018 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
| Clear Harbor Financial Planning, Llc | Saint Joseph | MI | 02/2025 | Present |
1. NAME OF OTHER BUSINESS: SOUTHWEST MICHIGAN SOCCER CLUB INVESTMENT RELATED: NO ADDRESS: STEVENSVILLE, MI NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF COACHING APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATION OF THE COACHES AND SERVE ON THE BOARD MAKING FINANCIAL AND STRATEGIC DECISIONS FOR THE YOUTH NOT-FOR-PROFIT SOCCER CLUB. 2. NAME OF OTHER BUSINESS: CLEAR HARBOR FINANCIAL PLANNING, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: OWNER/ FINANCIAL PROFESIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-06 |
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