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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-10
MI RA APPROVED 2025-02-03
  • TX RA
    APPROVED
    Since 2025-02-10
  • MI RA
    APPROVED
    Since 2025-02-03

Branch Locations

800 Ship Street Suite 105, St. Joseph, MI 49085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Scientific Maple Grove MI 01/2020 12/2024
Nevro Inc Redwood City CA 06/2018 01/2020
Boston Scientific Maple Grove MN 10/2007 06/2018
Cetera Wealth Services, Llc El Segundo CA 01/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
Clear Harbor Financial Planning, Llc Saint Joseph MI 02/2025 Present
  • 01/2020 → 12/2024
    Boston Scientific
    Maple Grove, MI
  • 06/2018 → 01/2020
    Nevro Inc
    Redwood City, CA
  • 10/2007 → 06/2018
    Boston Scientific
    Maple Grove, MN
  • 01/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2025 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Clear Harbor Financial Planning, Llc
    Saint Joseph, MI
Other Businesses

1. NAME OF OTHER BUSINESS: SOUTHWEST MICHIGAN SOCCER CLUB INVESTMENT RELATED: NO ADDRESS: STEVENSVILLE, MI NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF COACHING APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATION OF THE COACHES AND SERVE ON THE BOARD MAKING FINANCIAL AND STRATEGIC DECISIONS FOR THE YOUTH NOT-FOR-PROFIT SOCCER CLUB. 2. NAME OF OTHER BUSINESS: CLEAR HARBOR FINANCIAL PLANNING, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: OWNER/ FINANCIAL PROFESIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-06
  • S66 Uniform Combined State Law Examination
    2025-01-06

View on SEC IAPD

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