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Samuel Marc Birkes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hopkins, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-27
MN RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-05-27
  • MN RA
    APPROVED
    Since 2025-03-31

Branch Locations

510 Blake Rd N, Hopkins, MN 55343 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lakeville North High School Lakeville MN 09/2014 05/2021
Dollar Tree Farmington MN 02/2021 05/2022
Texas Roadhouse Apple Valley MN 05/2022 12/2022
Bank Of America Eagan MN 12/2022 10/2023
Bank Of America Eagan MN 10/2023 12/2024
Merrill Lynch Saint Paul MN 12/2024 Present
Bank Of America, N.A. Saint Paul MN 01/2025 Present
  • 09/2014 → 05/2021
    Lakeville North High School
    Lakeville, MN
  • 02/2021 → 05/2022
    Dollar Tree
    Farmington, MN
  • 05/2022 → 12/2022
    Texas Roadhouse
    Apple Valley, MN
  • 12/2022 → 10/2023
    Bank Of America
    Eagan, MN
  • 10/2023 → 12/2024
    Bank Of America
    Eagan, MN
  • 12/2024 → Present
    Merrill Lynch
    Saint Paul, MN
  • 01/2025 → Present
    Bank Of America, N.A.
    Saint Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-28
  • S66 Uniform Combined State Law Examination
    2025-03-28

View on SEC IAPD

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ONEDIGITAL
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Other Investors

Kelle Elizabeth Tufte
Sean Daniel Alter
Jose Nelson Cuellar
Beau Alden Wilson
Andrew Jordan Gardner
Samuel Marvin Schwagel
SUZANNE MICHELLE MCCOY
PAUL JOSEPH MCCOY

Other Offices

U.S. BANCORP ADVISORS, LLC · Hopkins, MN
TOTAL WEALTH ADVISORS, LLC · HOPKINS, MN
CETERA INVESTMENT ADVISERS LLC · Edina, MN
ABENS FINANCIAL SERVICES INC · EDINA, MN
GRAFF FINANCIAL LLC · EDINA, MN
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · Hopkins, MN
ONEDIGITAL · HOPKINS, MN
CETERA INVESTMENT ADVISERS LLC · HOPKINS, MN

More in Hopkins, MN

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