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Efrain Villa Velasquez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lodi, CA

Tracy, CA

Tracy, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-17
CA RA APPROVED 2025-06-11
  • TX RA
    APPROVED
    Since 2025-09-17
  • CA RA
    APPROVED
    Since 2025-06-11

Branch Locations

700 W Kettleman Ln, Lodi, CA 95240 • United States

111 W 10Th St, Tracy, CA 95376 • United States

3120 W Grant Line Rd, Tracy, CA 95304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stockton CA 12/2020 Present
Bank Of America N.A. Stockton CA 12/2020 12/2024
Wells Fargo Stockton CA 07/2016 12/2020
Bank Of America, N.A. Stockton CA 02/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-11
  • S66 Uniform Combined State Law Examination
    2025-06-11

View on SEC IAPD

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