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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-18
  • TX RA
    APPROVED
    Since 2025-07-18

Branch Locations

2900 W Davis St, Conroe, TX 77304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 09/2020 Present
Chase Bank Houston TX 02/2017 09/2020
Pls Check Cashers Houston TX 09/2016 01/2017
University Of Houston-Downtown Houston TX 08/2018 05/2020
Houston Community College Houston TX 08/2016 07/2018
Bank Of America, N.A. Houston TX 04/2025 Present
  • 09/2020 → Present
    Houston, TX
  • 02/2017 → 09/2020
    Chase Bank
    Houston, TX
  • 09/2016 → 01/2017
    Pls Check Cashers
    Houston, TX
  • 08/2018 → 05/2020
    University Of Houston-Downtown
    Houston, TX
  • 08/2016 → 07/2018
    Houston Community College
    Houston, TX
  • 04/2025 → Present
    Bank Of America, N.A.
    Houston, TX
Other Businesses

I*2157259, Entity Type, Name of OBA: Rental Property 1 Address: HOUSTON Texas77049 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/01/2024No Hours: 1 monthly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-18
  • S66 Uniform Combined State Law Examination
    2025-07-18

View on SEC IAPD

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