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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-07-21
  • TX RA
    APPROVED
    Since 2011-07-21

Branch Locations

14330 Strausie Lane, Conroe, TX 77302 • United States

Conroe, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Conroe TX 05/2001 Present
Pfs Investments Inc Conroe TX 09/2001 Present
  • 05/2001 → Present
    Primerica Financial Services
    Conroe, TX
  • 09/2001 → Present
    Conroe, TX
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Ash Services, Not investment related, Conroe, TX 77302, Owner, 01/2025 to Present, 1 hour committed per month (0 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-16
S63 Uniform Securities Agent State Law Examination 2001-10-01
  • S65 Uniform Investment Adviser Law Examination
    2011-02-16
  • S63 Uniform Securities Agent State Law Examination
    2001-10-01

View on SEC IAPD

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