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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-04
FL RA APPROVED 2025-12-15
  • TX RA
    APPROVED_RES
    Since 2026-08-04
  • FL RA
    APPROVED
    Since 2025-12-15

Branch Locations

2 East Kelly Park Road, Apopka, FL 32712 • United States

101 S New York Ave Unit 210, Winter Park, FL 32789 • United States

Apopka, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Orlando FL 01/2025 Present
R & R Guitars Longwood FL 08/2016 Present
Vital Health Corp. Orlando FL 04/2011 05/2019
Other Businesses

Name of Activity: Music Instruction ; Date Activity Started/Modified/Ended: 8/1/2016; Address: 1881 W State Rd 434 Longwood, FL 32750; Type of Activity: Other; Describe if any other Activity: Music Instruction ;Role/Relationship: Other; Describe if any other Roles/Responsibility: Contractor; Responsibilities: Teaching; Total Hours Per Month: 20 to 40; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17

View on SEC IAPD

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