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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-21 |
| FL | RA | APPROVED | 2019-05-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Tampa | FL | 12/2011 | 05/2017 |
| Pruco Securities, Llc | Tampa | FL | 12/2011 | 05/2017 |
| Progressive | Maitland | FL | 05/2017 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orlando | FL | 01/2019 | Present |
| Bank Of America, N.A. | Orlando | FL | 01/2019 | Present |
I*134949 For profit or not for profit: For-Profit Organization Name of outside business organization: Nisha Partab Investment related: N Address of business: Groveland, Florida 34736 Nature of business: Sole Proprietorship, Position, title, association: Part-Time, Start date of relationship: 12/5/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be an independent stylist for nail accessories. I would have a website that is provided by the company that I can use to sell the product. I will not be able to edit or add any content to the website, and I will not be using for investments. I*697267 For profit or not for profit: Entity For Profit Name of outside business organization: N.I.E. SALES LLC Investment related: N Address of business: groveland, Florida, 34736 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/26/2022 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , LLC created to separate sales from products I sell online from my personal assets. I am to sole owner of LLC and will conduct all related transactions. I*1797319 , Entity Type,For Profit Name of OBA: NIE VENTURES LLC Address:groveland,Florida,34736 Investment Related:no Position, Title, Association: Owner Employee Start Date: 04/30/2024 No Hours: 3 weekly No Hours during trading: 0 Duties:Rental- manage the property and rental stays
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-06 |
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