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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-21
FL RA APPROVED 2019-05-16
  • TX RA
    APPROVED_RES
    Since 2019-06-21
  • FL RA
    APPROVED
    Since 2019-05-16

Branch Locations

33 E Main St, Apopka, FL 32703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Tampa FL 12/2011 05/2017
Pruco Securities, Llc Tampa FL 12/2011 05/2017
Progressive Maitland FL 05/2017 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 01/2019 Present
Bank Of America, N.A. Orlando FL 01/2019 Present
  • 12/2011 → 05/2017
    The Prudential Insurance Company Of America
    Tampa, FL
  • 12/2011 → 05/2017
    Pruco Securities, Llc
    Tampa, FL
  • 05/2017 → 01/2019
    Progressive
    Maitland, FL
  • 01/2019 → Present
    Orlando, FL
  • 01/2019 → Present
    Bank Of America, N.A.
    Orlando, FL
Other Businesses

I*134949 For profit or not for profit: For-Profit Organization Name of outside business organization: Nisha Partab Investment related: N Address of business: Groveland, Florida 34736 Nature of business: Sole Proprietorship, Position, title, association: Part-Time, Start date of relationship: 12/5/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be an independent stylist for nail accessories. I would have a website that is provided by the company that I can use to sell the product. I will not be able to edit or add any content to the website, and I will not be using for investments. I*697267 For profit or not for profit: Entity For Profit Name of outside business organization: N.I.E. SALES LLC Investment related: N Address of business: groveland, Florida, 34736 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/26/2022 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , LLC created to separate sales from products I sell online from my personal assets. I am to sole owner of LLC and will conduct all related transactions. I*1797319 , Entity Type,For Profit Name of OBA: NIE VENTURES LLC Address:groveland,Florida,34736 Investment Related:no Position, Title, Association: Owner Employee Start Date: 04/30/2024 No Hours: 3 weekly No Hours during trading: 0 Duties:Rental- manage the property and rental stays

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-06
  • S66 Uniform Combined State Law Examination
    2019-04-06

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