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Marco Lopez

J.P. Morgan Securities LLC

Apopka, FL

Longwood, FL

Altamonte Springs, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-03
TX RA APPROVED 2024-08-23
  • FL RA
    APPROVED
    Since 2024-09-03
  • TX RA
    APPROVED
    Since 2024-08-23

Branch Locations

2111 E. Semoran Blvd., Apopka, FL 32703 • United States

929 W. State Road 434, Longwood, FL 32750 • United States

500 East Altamonte Drive, Altamonte Springs, FL 32701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 06/2018 08/2019
Bank Of America Orlando FL 12/2015 05/2018
E*Trade Securities Llc Winter Park FL 09/2019 09/2023
Morgan Stanley/E*Trade Winter Park FL 09/2019 08/2024
Morgan Stanley Winter Park FL 01/2023 08/2024
J.P. Morgan Securities Llc Altamonte Springs FL 08/2024 Present
Jpmorgan Chase Bank, N.A. Altamonte Springs FL 08/2024 Present
Harrisdirect Llc Winter Park FL 09/2019 09/2023
  • 06/2018 → 08/2019
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 12/2015 → 05/2018
    Bank Of America
    Orlando, FL
  • 09/2019 → 09/2023
    E*Trade Securities Llc
    Winter Park, FL
  • 09/2019 → 08/2024
    Morgan Stanley/E*Trade
    Winter Park, FL
  • 01/2023 → 08/2024
    Morgan Stanley
    Winter Park, FL
  • 08/2024 → Present
    J.P. Morgan Securities Llc
    Altamonte Springs, FL
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Altamonte Springs, FL
  • 09/2019 → 09/2023
    Harrisdirect Llc
    Winter Park, FL
Previous Registrations
  • 2023-09-05 → 2024-08-21
    Morgan Stanley
    Winter Park, FL
  • 2019-11-01 → 2023-09-05
    Harrisdirect Llc
    Altamonte Springs, FL
    Arlington, VA
    Winter Park, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-28
S63 Uniform Securities Agent State Law Examination 2018-08-10
  • S66 Uniform Combined State Law Examination
    2019-10-28
  • S63 Uniform Securities Agent State Law Examination
    2018-08-10
Other Names
  • Marco G Lopez
  • Marco Lopez
  • Marco Gabriel Lopez

View on SEC IAPD

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Other Offices

EDWARD JONES · APOPKA, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · APOPKA, FL
LPL FINANCIAL LLC · APOPKA, FL
FIFTH THIRD SECURITIES, INC. · APOPKA, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Apopka, FL
TRANSAMERICA FINANCIAL ADVISORS, LLC · APOPKA, FL
PRIVATE ADVISOR GROUP, LLC · Altamonte Springs, FL
ALLSTATE FINANCIAL ADVISORS, LLC · Altamonte Springs, FL

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