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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-19 |
| IL | RA | APPROVED | 2005-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lisle | IL | 05/2005 | Present |
| Bank Of America, N.A. | Lisle | IL | 07/2011 | Present |
I*22839 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DEPAUL UNIVERSITY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60604 POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 6/1/2002 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACHING ADJUNCT PROFESSOR. I*456733, Entity Type: Fiduciary Role, Name of OBA: Power of Attorney: JT, Address: Palatine, Illinois 60067, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 07/11/2017, No Hours: 1, No Hours during trading: 1, Duties: I am POA on my wife's IRA I*4513290 Entity Type: Fiduciary role Name of OBA: G. T. Account XXX-XXXX Address: Palatine, Illinois, 60067 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/30/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Child/Grandchild I*4513292 Entity Type: Fiduciary role Name of OBA: B. T. Account XXX-XXXX Address: Palatine, Illinois, 60067 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/30/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-25 |
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