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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-19
IL RA APPROVED 2005-08-26
  • TX RA
    APPROVED_RES
    Since 2012-11-19
  • IL RA
    APPROVED
    Since 2005-08-26

Branch Locations

3333 Warrenville Rd, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lisle IL 05/2005 Present
Bank Of America, N.A. Lisle IL 07/2011 Present
Other Businesses

I*22839 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DEPAUL UNIVERSITY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60604 POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 6/1/2002 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACHING ADJUNCT PROFESSOR. I*456733, Entity Type: Fiduciary Role, Name of OBA: Power of Attorney: JT, Address: Palatine, Illinois 60067, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 07/11/2017, No Hours: 1, No Hours during trading: 1, Duties: I am POA on my wife's IRA I*4513290 Entity Type: Fiduciary role Name of OBA: G. T. Account XXX-XXXX Address: Palatine, Illinois, 60067 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/30/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Child/Grandchild I*4513292 Entity Type: Fiduciary role Name of OBA: B. T. Account XXX-XXXX Address: Palatine, Illinois, 60067 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/30/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-25
  • S66 Uniform Combined State Law Examination
    2005-08-25
Other Names
  • Doulgas Stuart Towsey
  • Douglas Stuart Towsey

View on SEC IAPD

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