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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-09
  • TX RA
    APPROVED
    Since 2025-10-09

Branch Locations

4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 07/2025 Present
Chick Fil A Dallas TX 07/2022 07/2022
Chipotle Dallas TX 07/2022 08/2022
Walmart Dallas TX 08/2022 08/2022
Uber Eats Dallas TX 06/2023 06/2025
International Leadership Of Texas Garland TX 10/2014 06/2017
Liberty Junior High School Dallas TX 08/2017 06/2018
Berkner High School Richardson TX 08/2018 05/2020
Richland Collegiate High School Dallas TX 08/2020 05/2022
Richland College Dalllas TX 08/2022 12/2023
Year Up Dallas TX 10/2024 04/2025
Yearpro Dallas TX 04/2025 07/2025
Marcos Pizza Rowlett TX 01/2024 04/2024
  • 07/2025 → Present
    Fort Worth, TX
  • 07/2022 → 07/2022
    Chick Fil A
    Dallas, TX
  • 07/2022 → 08/2022
    Chipotle
    Dallas, TX
  • 08/2022 → 08/2022
    Walmart
    Dallas, TX
  • 06/2023 → 06/2025
    Uber Eats
    Dallas, TX
  • 10/2014 → 06/2017
    International Leadership Of Texas
    Garland, TX
  • 08/2017 → 06/2018
    Liberty Junior High School
    Dallas, TX
  • 08/2018 → 05/2020
    Berkner High School
    Richardson, TX
  • 08/2020 → 05/2022
    Richland Collegiate High School
    Dallas, TX
  • 08/2022 → 12/2023
    Richland College
    Dalllas, TX
  • 10/2024 → 04/2025
    Year Up
    Dallas, TX
  • 04/2025 → 07/2025
    Yearpro
    Dallas, TX
  • 01/2024 → 04/2024
    Marcos Pizza
    Rowlett, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-09
  • S66 Uniform Combined State Law Examination
    2025-10-09
Other Names
  • Natenal Hailmariam Tekletson

View on SEC IAPD

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