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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-03-13 |
Branch Locations
200 West Mlk Blvd. Suite 1006, Chattanooga, TN 37402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Autumn Keller - Thrivent | Helena | MT | 01/2025 | 05/2025 |
| Opportunity Bank Of Montana | Helena | MT | 08/2024 | 01/2025 |
| Pureview Health Center | Helena | MT | 07/2024 | 07/2024 |
| First Montana Bank | Helena | MT | 01/2024 | 06/2024 |
| Big Sky Downtowner | Big Sky | MT | 12/2022 | 11/2023 |
| Ressler Motor Company | Bozeman | MT | 07/2022 | 11/2022 |
| Dry Hills Distillery | Bozeman | MT | 03/2022 | 06/2022 |
| Yellowstone Club | Big Sky | MT | 08/2021 | 02/2022 |
| Spanish Peaks Mountain Club | Irvine | CA | 05/2021 | 08/2021 |
| Ironwood | Brimingham | AL | 12/2020 | 03/2021 |
| Unemployed | East Helena | MT | 10/2019 | 12/2020 |
| Roto-Rooter | Pelham | AL | 05/2019 | 10/2019 |
| Iron City Ford | Birmingham | AL | 03/2019 | 05/2019 |
| Unemployed | East Helena | MT | 01/2019 | 03/2019 |
| Steamboat Springs Resort | Steamboat Springs | CO | 10/2018 | 01/2019 |
| Unemployed | East Helena | MT | 08/2017 | 10/2018 |
| Hot & Hot Fish Club | Birmingham | AL | 04/2017 | 08/2017 |
| Unemployed | East Helena | MT | 01/2015 | 04/2017 |
| Thrivent Financial | Appleton | WI | 05/2025 | 02/2026 |
| Thrivent Investment Management Inc. | Helena | MT | 03/2025 | 02/2026 |
| Charles Schwab & Co., Inc. | Chattanooga | TN | 03/2026 | Present |
| Charles Schwab Bank | Chattanooga | TN | 03/2026 | Present |
1) Instacart | Investment Related:No|Other|Shopper|5/25/2026|20-40|0|Shopping and delivery of groceries initiated through an app. No financial services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-21 |
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