Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-03-13
  • TN RA
    APPROVED
    Since 2026-03-13

Branch Locations

200 West Mlk Blvd. Suite 1006, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Autumn Keller - Thrivent Helena MT 01/2025 05/2025
Opportunity Bank Of Montana Helena MT 08/2024 01/2025
Pureview Health Center Helena MT 07/2024 07/2024
First Montana Bank Helena MT 01/2024 06/2024
Big Sky Downtowner Big Sky MT 12/2022 11/2023
Ressler Motor Company Bozeman MT 07/2022 11/2022
Dry Hills Distillery Bozeman MT 03/2022 06/2022
Yellowstone Club Big Sky MT 08/2021 02/2022
Spanish Peaks Mountain Club Irvine CA 05/2021 08/2021
Ironwood Brimingham AL 12/2020 03/2021
Unemployed East Helena MT 10/2019 12/2020
Roto-Rooter Pelham AL 05/2019 10/2019
Iron City Ford Birmingham AL 03/2019 05/2019
Unemployed East Helena MT 01/2019 03/2019
Steamboat Springs Resort Steamboat Springs CO 10/2018 01/2019
Unemployed East Helena MT 08/2017 10/2018
Hot & Hot Fish Club Birmingham AL 04/2017 08/2017
Unemployed East Helena MT 01/2015 04/2017
Thrivent Financial Appleton WI 05/2025 02/2026
Thrivent Investment Management Inc. Helena MT 03/2025 02/2026
Charles Schwab & Co., Inc. Chattanooga TN 03/2026 Present
Charles Schwab Bank Chattanooga TN 03/2026 Present
  • 01/2025 → 05/2025
    Autumn Keller - Thrivent
    Helena, MT
  • 08/2024 → 01/2025
    Opportunity Bank Of Montana
    Helena, MT
  • 07/2024 → 07/2024
    Pureview Health Center
    Helena, MT
  • 01/2024 → 06/2024
    First Montana Bank
    Helena, MT
  • 12/2022 → 11/2023
    Big Sky Downtowner
    Big Sky, MT
  • 07/2022 → 11/2022
    Ressler Motor Company
    Bozeman, MT
  • 03/2022 → 06/2022
    Dry Hills Distillery
    Bozeman, MT
  • 08/2021 → 02/2022
    Yellowstone Club
    Big Sky, MT
  • 05/2021 → 08/2021
    Spanish Peaks Mountain Club
    Irvine, CA
  • 12/2020 → 03/2021
    Ironwood
    Brimingham, AL
  • 10/2019 → 12/2020
    Unemployed
    East Helena, MT
  • 05/2019 → 10/2019
    Roto-Rooter
    Pelham, AL
  • 03/2019 → 05/2019
    Iron City Ford
    Birmingham, AL
  • 01/2019 → 03/2019
    Unemployed
    East Helena, MT
  • 10/2018 → 01/2019
    Steamboat Springs Resort
    Steamboat Springs, CO
  • 08/2017 → 10/2018
    Unemployed
    East Helena, MT
  • 04/2017 → 08/2017
    Hot & Hot Fish Club
    Birmingham, AL
  • 01/2015 → 04/2017
    Unemployed
    East Helena, MT
  • 05/2025 → 02/2026
    Thrivent Financial
    Appleton, WI
  • 03/2025 → 02/2026
    Helena, MT
  • 03/2026 → Present
    Chattanooga, TN
  • 03/2026 → Present
    Charles Schwab Bank
    Chattanooga, TN
Previous Registrations
Other Businesses

1) Instacart | Investment Related:No|Other|Shopper|5/25/2026|20-40|0|Shopping and delivery of groceries initiated through an app. No financial services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-21
  • S66 Uniform Combined State Law Examination
    2025-04-21
Other Names
  • Pete Black
  • Alfred Putman Black
  • Alfred Putman Black

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chattanooga, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor