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Jose Javier San Roman

Ubs Financial Services Inc.

Plano, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
  • TX RA
    APPROVED
    Since 2025-04-15

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Plano TX 01/2025 Present
Unemployed Spring TX 08/2023 12/2024
Consolidated Asset Management Services Llc Houston TX 05/2023 08/2023
The Club At Carlton Woods The Woodlands TX 05/2021 02/2023
La Calle Tacos Houston TX 06/2021 09/2021
Advanced Aquatics Of Texas, Llc Hockley TX 08/2020 08/2020
Advanced Aquatics Of Texas, Llc Conroe TX 06/2020 07/2020
Universal Roofing And Restoration Houston TX 06/2020 07/2020
Smoothie King The Woodlands TX 12/2017 03/2018
Aeropostale The Woodlands TX 08/2017 10/2017
The Woodlands College Park High School The Woodlands TX 08/2016 05/2019
University Of Houston Houston TX 08/2020 12/2023
Blinn College Bryan TX 08/2019 05/2020
  • 01/2025 → Present
    Ubs Financial Services, Inc
    Plano, TX
  • 08/2023 → 12/2024
    Unemployed
    Spring, TX
  • 05/2023 → 08/2023
    Consolidated Asset Management Services Llc
    Houston, TX
  • 05/2021 → 02/2023
    The Club At Carlton Woods
    The Woodlands, TX
  • 06/2021 → 09/2021
    La Calle Tacos
    Houston, TX
  • 08/2020 → 08/2020
    Advanced Aquatics Of Texas, Llc
    Hockley, TX
  • 06/2020 → 07/2020
    Advanced Aquatics Of Texas, Llc
    Conroe, TX
  • 06/2020 → 07/2020
    Universal Roofing And Restoration
    Houston, TX
  • 12/2017 → 03/2018
    Smoothie King
    The Woodlands, TX
  • 08/2017 → 10/2017
    Aeropostale
    The Woodlands, TX
  • 08/2016 → 05/2019
    The Woodlands College Park High School
    The Woodlands, TX
  • 08/2020 → 12/2023
    University Of Houston
    Houston, TX
  • 08/2019 → 05/2020
    Blinn College
    Bryan, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-14
  • S66 Uniform Combined State Law Examination
    2024-12-14

View on SEC IAPD

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