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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-01
RI RA APPROVED 2025-07-31
  • TX RA
    APPROVED
    Since 2025-08-01
  • RI RA
    APPROVED
    Since 2025-07-31

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Waltham MA 03/2025 05/2025
New York Life Insurance Company Waltham MA 12/2024 05/2025
Ayr Wellness Milford MA 03/2021 11/2024
Unemployed Uxbridge MA 02/2021 03/2021
Scribe America Holden MA 05/2019 01/2021
Worcester State Worcester MA 09/2017 05/2021
Harry's Pizza Uxbridge MA 02/2016 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 06/2025 Present
  • 03/2025 → 05/2025
    Nylife Securities Llc
    Waltham, MA
  • 12/2024 → 05/2025
    New York Life Insurance Company
    Waltham, MA
  • 03/2021 → 11/2024
    Ayr Wellness
    Milford, MA
  • 02/2021 → 03/2021
    Unemployed
    Uxbridge, MA
  • 05/2019 → 01/2021
    Scribe America
    Holden, MA
  • 09/2017 → 05/2021
    Worcester State
    Worcester, MA
  • 02/2016 → 04/2019
    Harry's Pizza
    Uxbridge, MA
  • 06/2025 → Present
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-31
  • S66 Uniform Combined State Law Examination
    2025-07-31

View on SEC IAPD

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