Tommy Kim

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-02
GA	RA	APPROVED	2025-03-27

TX RA
APPROVED

Since 2025-05-02
GA RA
APPROVED

Since 2025-03-27

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Alpharetta	GA	02/2025	Present
Pastries A Go Go	Decatur	GA	11/2024	Present
Kimchi Red	Alpharetta	GA	11/2023	07/2024
The University Of Georgia	Athens	GA	07/2022	12/2024
Georgia State University	Atlanta	GA	06/2021	06/2022
Peachtree Ridge High School	Suwanee	GA	07/2017	06/2021
Duluth Middle School	Duluth	GA	07/2014	06/2017

02/2025 → Present

Morgan Stanley

Alpharetta, GA
11/2024 → Present

Pastries A Go Go

Decatur, GA
11/2023 → 07/2024

Kimchi Red

Alpharetta, GA
07/2022 → 12/2024

The University Of Georgia

Athens, GA
06/2021 → 06/2022

Georgia State University

Atlanta, GA
07/2017 → 06/2021

Peachtree Ridge High School

Suwanee, GA
07/2014 → 06/2017

Duluth Middle School

Duluth, GA

Other Businesses

*629901 - Pastries a go go; Investment related: No; Decatur, Georgia; Restaurant/Bar/Nightclub; Employee; (proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 0; After business hours: 36; Labor/Service

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-04-14
S65	Uniform Investment Adviser Law Examination	2024-10-07

S63 Uniform Securities Agent State Law Examination

2025-04-14
S65 Uniform Investment Adviser Law Examination

2024-10-07

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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