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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-08-19 |
| MO | RA | APPROVED | 2025-08-19 |
| NE | RA | APPROVED | 2025-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American National Bank | Nebraska City | NE | 10/2017 | 06/2025 |
| Orscheln Farm And Home | Nebraska City | NE | 05/2017 | 02/2018 |
| Taco Bell | Nebraska City | NE | 02/2017 | 05/2017 |
| Unemployed | Nebraska City | NE | 08/2016 | 02/2017 |
| Osaic Wealth Inc | Nebraska City | NE | 01/2025 | Present |
1. M4 ENTERPRISES POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2025 ADDRESS: 920 Central Ave, Nebraska City NE 68410, United States DESCRIPTION: Meet with clients to develop financial goals, objectives, and risk. Develop personalized financial plans and recommend suitable products. Develop strategies for saving and investing for retirement, including choosing retirement plans and understanding withdrawal strategies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-10 |
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