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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
MI RA APPROVED 2017-01-19
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • MI RA
    APPROVED
    Since 2017-01-19

Branch Locations

3590 S. Okemos Road, Okemos, MI 48864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Okemos MI 10/2016 Present
Carboline Company Saint Louis MO 05/2015 09/2016
  • 10/2016 → Present
    Stifel Nicolaus & Co Inc
    Okemos, MI
  • 05/2015 → 09/2016
    Carboline Company
    Saint Louis, MO
Other Businesses

1. RAM Property Group LLC; 1969 Rayner Rd. Kirkwood MO 63122; Commercial Property; Owner; 7/1/2013; 0.00 hours per year; not during securities trading hours; Not Investment-Related. 2. Whitehills Lakes North Homeowners Association; 16564 Thorngate Dr., East Lansing, MI 48823; Treasurer - Neighborhood association; 06/29/2018, 1.00 Hour(s) Per Quarter - not during securities trading hours; Not Investment-Related. 3. Eaton Professionals LLC; 790 W. Lawrence Ave, Charlotte, MI 48813; LLC for a privately owned plane; Shareholder; quarter ownership of a personal plane; 03/18/2019; 0.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related. 4. Capital Region Community Foundation; 330 Marshall St, Suite 300, Lansing, MI 48912; Volunteer Member of Financial Investment Committee; Committee member; Work with others members and discuss/vote on asset allocation of organization's charitable investment portfolio; 08/31/2021; 4 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 5. Capital Region Community Foundation; 330 Marshall St, Suite 300, Lansing, MI 48912; Local chapter of Community Foundation. Lansing, MI; Member of Board of Trustees; Attend regular meetings and comment/vote on Foundations charitable efforts and causes; 01/26/2023; 3 Hours per Quarter; Not during securities trading hours; Not Investment-Related. 6. Holy Cross Services-Homeless No More; 430 N. Larch St. Lansing MI 48912; Homeless Shelter, 501c3; Volunteers to help the homeless; Serve on a committee to raise money for the shelter; 09/01/2023; 1.00hr/quarter; Not during securities trading hours; Not Investment-Related. 7. Capital Region Community Foundation; 330 Marshall St. Ste 300 Lansing, MI 48912; local Nonprofit support and volunteerism; I am already on the Board, I have been asked to serve as Board Chair in 2026; Run quarterly board meetings and lead discussions of leadership committees; 01/01/2026; 4hrs/qtr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-16
  • S66 Uniform Combined State Law Examination
    2016-12-16
Other Names
  • Ryan James Carter
  • Ryan James Shahan Carter

View on SEC IAPD

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