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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-19 |
| TX | RA | APPROVED | 2025-09-19 |
Branch Locations
45 Rockefeller Plaza, Ny, NY 10111 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-29 |
| TX | RA | APPROVED_RES | 2021-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 06/2015 | 11/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 06/2015 | 11/2019 |
| Rockefeller Financial Llc | New York | NY | 11/2019 | Present |
| Rock & Co Llc | New York | NY | 11/2019 | Present |
1. The Play On Foundation; Investment related; public foundation helping children through sports; Director (proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 0; After business hours: 5; involved to organize events, think tank, public relations. Zero hours spent during trading hours; 2-3 hours spent per month. Mr. Cohen is a licensed insurance agent with RCM Insurance Svces LLC, an affiliate of the firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-23 |
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