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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-04-30
  • SC RA
    APPROVED
    Since 2026-04-30

Branch Locations

4408 Forest Drive, Suite 2001, Columbia, SC 29206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 01/2025 03/2026
Spring Valley High School Las Vegas NV 08/2016 05/2020
La Belle Terre Bakery And Bread Las Vegas NV 02/2019 02/2020
Unemployment - Covid 19 Las Vegas NV 02/2020 06/2020
University Of Nevada, Las Vegas Las Vegas NV 08/2020 12/2022
Centennial Hills Animal Hospital Las Vegas NV 06/2020 07/2021
Cowboy Trail Rides Las Vegas NV 08/2021 08/2021
The Venetian Resort Las Vegas NV 09/2021 12/2024
Cetera Wealth Services, Llc El Segundo CA 04/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2026 Present
Cetera Wealth Services, Llc El Segundo CA 03/2026 Present
Pony Policy Hopkins SC 06/2026 Present
  • 01/2025 → 03/2026
    Las Vegas, NV
  • 08/2016 → 05/2020
    Spring Valley High School
    Las Vegas, NV
  • 02/2019 → 02/2020
    La Belle Terre Bakery And Bread
    Las Vegas, NV
  • 02/2020 → 06/2020
    Unemployment - Covid 19
    Las Vegas, NV
  • 08/2020 → 12/2022
    University Of Nevada, Las Vegas
    Las Vegas, NV
  • 06/2020 → 07/2021
    Centennial Hills Animal Hospital
    Las Vegas, NV
  • 08/2021 → 08/2021
    Cowboy Trail Rides
    Las Vegas, NV
  • 09/2021 → 12/2024
    The Venetian Resort
    Las Vegas, NV
  • 04/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2026 → Present
    Schaumburg, IL
  • 03/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2026 → Present
    Pony Policy
    Hopkins, SC
Previous Registrations
Other Businesses

1.NAME OF OTHER BUSINESS: MICHAEL OANA investment RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: financial services START DATE: 04/2026 POSITION/TITLE/RELATIONSHIP: Financial PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: Offering support to advisors and clients. 2. NAME OF OTHER BUSINESS: PONY POLICY INVESTMENT RELATED: NO ADDRESS: 122 HARMON RD HOPKINS SC 29061 NATURE OF BUSINESS: EQUINE MORTALITY INSURANCE, FARM AND RANCH INSURANCE START DATE: 6/2026 POSITION/TITLE/RELATIONSHIP: EQUINE INSURANCE ADVISOR APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDING HORSE AND FARM INSURANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-31
  • S66 Uniform Combined State Law Examination
    2025-07-31
Other Names
  • Ana Lavado

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