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Charu Yadav

Wells Fargo Clearing Services, LLC

Lakeway, TX

Austin, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-08
  • TX RA
    APPROVED
    Since 2025-04-08

Branch Locations

2302 Ranch Rd 620 S, Lakeway, TX 78734 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Austin TX 12/2024 Present
Wells Fargo Bank, Na Austin TX 10/2023 Present
Nizari Pfcu Austin TX 01/2023 10/2023
Ymca Austin TX 06/2022 01/2023
Unemployed Austin TX 08/2018 06/2022
Unemployed San Diego CA 08/2016 08/2018
  • 12/2024 → Present
    Wells Fargo Clearing Services, Llc
    Austin, TX
  • 10/2023 → Present
    Wells Fargo Bank, Na
    Austin, TX
  • 01/2023 → 10/2023
    Nizari Pfcu
    Austin, TX
  • 06/2022 → 01/2023
    Ymca
    Austin, TX
  • 08/2018 → 06/2022
    Unemployed
    Austin, TX
  • 08/2016 → 08/2018
    Unemployed
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-08
S63 Uniform Securities Agent State Law Examination 2025-03-17
  • S65 Uniform Investment Adviser Law Examination
    2025-04-08
  • S63 Uniform Securities Agent State Law Examination
    2025-03-17

View on SEC IAPD

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