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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-03
  • TN RA
    APPROVED
    Since 2025-06-03

Branch Locations

823 Chestnut St, Chattanooga, TN 37402 • United States

8 Patten Parkway, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Millennium Bank Chattanooga TN 03/2021 Present
Student Chattanooga TN 01/2014 03/2021
Cetera Wealth Services, Llc El Segundo CA 01/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2025 Present
George Wealth Management Schaumburg IL 05/2025 Present
Taylor Capital Management, Llc Chattanooga TN 04/2026 Present
  • 03/2021 → Present
    Millennium Bank
    Chattanooga, TN
  • 01/2014 → 03/2021
    Student
    Chattanooga, TN
  • 01/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2025 → Present
    Schaumburg, IL
  • 05/2025 → Present
    George Wealth Management
    Schaumburg, IL
  • 04/2026 → Present
    Taylor Capital Management, Llc
    Chattanooga, TN
Other Businesses

1. Name of other business: Millennium Bank Investment related: No Address: 823 Chestnut St Chattanooga, TN 37402 Nature of business: Community Bank Start date: 03/2021 Position/title/relationship: Credit Analyst Apx number of hours per week: 40 Apx number of hours during trading hours: 30 Brief description of duties: Underwrite customers primarily for the Bank's Small Business/ Consumer Portfolio; 2. NAME OF OTHER BUSINESS: GEORGE WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: TAYLOR CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOLDING LLC; START DATE: 4/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NONE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-22
  • S66 Uniform Combined State Law Examination
    2025-05-22

View on SEC IAPD

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