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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-04-23 |
Branch Locations
301 Summit Blvd, Birmingham, AL 35243 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Vestavia | AL | 12/2024 | Present |
| Wells Fargo Bank, Na | Vestavia | AL | 05/2021 | Present |
| Lowe's Home Improvement | Homewood | AL | 12/2014 | 04/2021 |
| K And G Mens Clothing | Homewood | AL | 07/2023 | 01/2024 |
| Saint Paul Ame | Birmingham | AL | 08/2022 | Present |
I am the assistant music director for Saint Paul AME in the Smithfield community in Birmingham, Alabama. I receive a salary and the address is 300 4th Court North Birmingham, AL 35204. I began working with them 08/01/2022. I devote about 40 hours per month to this position. I devote no hours during securities trading hours. | MUSICIAN - INDEPENDENT MUSICIAN; NOT INV RELATED; BIRMINGHAM, AL; MUSIC;100% OWNERSHIP; START DATE: 09/27/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-28 |
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