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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Seattle | WA | 07/2024 | Present |
| Ascent Private Capital Management Of Us Bank | Seattle | WA | 01/2020 | 03/2022 |
| Washington Trust Bank | Seattle | WA | 12/2016 | 01/2020 |
| Ascent Private Capital Management Of Us Bank | Seattle | WA | 10/2012 | 12/2016 |
| Unemployed | Seattle | WA | 03/2022 | 07/2024 |
KAI CARROLL; INV RELATED;SEATTLE,WA; POA TO ASSIST MY MOTHER WITH HER INVESTMENT ACCOUNTS. ; ATTORNEY-IN-FACT/CO-ATTORNEY-IN-FACT; START DATE: 7/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-11 |
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