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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-07
NY RA APPROVED 2025-03-26
  • TX RA
    APPROVED
    Since 2025-05-07
  • NY RA
    APPROVED
    Since 2025-03-26

Branch Locations

900 South Ave, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Staten Island NY 11/2024 Present
Td Bank Staten Island NY 12/2022 11/2024
Legacy Auto Customs Old Bridge NJ 07/2022 12/2022
Michaels Stores Staten Island NY 11/2021 01/2022
Unemployed Staten Island NY 12/2014 11/2021
Tottenville High School Staten Island NY 09/2016 06/2020
John Jay College Of Criminal Justice Manhattan NY 08/2020 12/2021
College Of Staten Island Staten Island NY 01/2022 05/2024
Bank Of America, N.A. Staten Island NY 01/2025 Present
  • 11/2024 → Present
    Staten Island, NY
  • 12/2022 → 11/2024
    Td Bank
    Staten Island, NY
  • 07/2022 → 12/2022
    Legacy Auto Customs
    Old Bridge, NJ
  • 11/2021 → 01/2022
    Michaels Stores
    Staten Island, NY
  • 12/2014 → 11/2021
    Unemployed
    Staten Island, NY
  • 09/2016 → 06/2020
    Tottenville High School
    Staten Island, NY
  • 08/2020 → 12/2021
    John Jay College Of Criminal Justice
    Manhattan, NY
  • 01/2022 → 05/2024
    College Of Staten Island
    Staten Island, NY
  • 01/2025 → Present
    Bank Of America, N.A.
    Staten Island, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-25
  • S66 Uniform Combined State Law Examination
    2025-03-25
Other Names
  • Vin Signa
  • Vincent Signa

View on SEC IAPD

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