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William C Neubuerger

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sacramento, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-28
CA RA APPROVED 2025-02-26
  • TX RA
    APPROVED
    Since 2025-02-28
  • CA RA
    APPROVED
    Since 2025-02-26

Branch Locations

555 Capitol Mall, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 11/2024 Present
Buzz Oates Construction, Inc. Sacramento CA 01/2023 11/2024
Job Search Sacramento CA 03/2022 01/2023
Us Army Leesville LA 05/2017 02/2022
Creighton University Omaha NE 08/2013 05/2017
Bank Of America, N.A. Sacramento CA 01/2025 Present
  • 11/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sacramento, CA
  • 01/2023 → 11/2024
    Buzz Oates Construction, Inc.
    Sacramento, CA
  • 03/2022 → 01/2023
    Job Search
    Sacramento, CA
  • 05/2017 → 02/2022
    Us Army
    Leesville, LA
  • 08/2013 → 05/2017
    Creighton University
    Omaha, NE
  • 01/2025 → Present
    Bank Of America, N.A.
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-24
  • S66 Uniform Combined State Law Examination
    2025-02-24
Other Names
  • William Christopher Neubuerger

View on SEC IAPD

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Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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