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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-03-04
  • NM RA
    APPROVED
    Since 2025-03-04

Branch Locations

4901 Mcleod Ne Suite D, Albuquerque, NM 87109 • United States

The Wealth Consulting Group

8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-03-04
  • NM RA
    APPROVED
    Since 2025-03-04

Branch Locations

4901 Mcleod Rd Ne Ste D, Albuquerque, NM 87109 • United States

8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of New Mexico Albuquerque NM 03/2002 Present
Lpl Financial Llc Albuquerque NM 11/2024 Present
The Wealth Consulting Group Albuquerque NM 03/2025 Present
Other Businesses

1. 11/22/2024- UNIVERSITY OF NEW MEXICO- Outside/W-2 Employment- NM 87131- NON INV REL- 160 HRS PER MNTH- 8 HRS DURING TRADING- START DATE 03/15/2002 2. 11/22/2024- THE WEALTH CONSULTING GROUP- DBA for LPL Business (entity for LPL business)- INV REL- AT REPORTED BUSINESS LOCATION (S)- START DATE 11/15/2024 3. 12/03/2024 - WCG WEALTH ADVISORS LLC - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 11/15/2024 - 40 hours per month/ 4 hours during trading - I provide administrative support to WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/03/2024 - THE WEALTH CONSULTING GROUP - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 11/15/2024 - 40 hours per month/ 4 hours during trading - I provide administrative support to WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-01
  • S66 Uniform Combined State Law Examination
    2025-03-01
Other Names
  • Narendra Tarikere

View on SEC IAPD

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