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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-03-04 |
Branch Locations
4901 Mcleod Ne Suite D, Albuquerque, NM 87109 • United States
8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-03-04 |
Branch Locations
4901 Mcleod Rd Ne Ste D, Albuquerque, NM 87109 • United States
8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of New Mexico | Albuquerque | NM | 03/2002 | Present |
| Lpl Financial Llc | Albuquerque | NM | 11/2024 | Present |
| The Wealth Consulting Group | Albuquerque | NM | 03/2025 | Present |
1. 11/22/2024- UNIVERSITY OF NEW MEXICO- Outside/W-2 Employment- NM 87131- NON INV REL- 160 HRS PER MNTH- 8 HRS DURING TRADING- START DATE 03/15/2002 2. 11/22/2024- THE WEALTH CONSULTING GROUP- DBA for LPL Business (entity for LPL business)- INV REL- AT REPORTED BUSINESS LOCATION (S)- START DATE 11/15/2024 3. 12/03/2024 - WCG WEALTH ADVISORS LLC - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 11/15/2024 - 40 hours per month/ 4 hours during trading - I provide administrative support to WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/03/2024 - THE WEALTH CONSULTING GROUP - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 11/15/2024 - 40 hours per month/ 4 hours during trading - I provide administrative support to WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-01 |
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