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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-12-17
TX RA APPROVED 2025-12-17
  • NM RA
    APPROVED
    Since 2025-12-17
  • TX RA
    APPROVED
    Since 2025-12-17

Branch Locations

8100 Lang Ave Ne Suite 102, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Albuquerque NM 12/2006 Present
Mml Investors Services Albuquerque NM 04/2007 Present
  • 12/2006 → Present
    Massmutual
    Albuquerque, NM
  • 04/2007 → Present
    Mml Investors Services
    Albuquerque, NM
Other Businesses

(1) NAME: GUNNERS LLC, DBA HIGHBURY INSURANCE PARTNERS INV REL: Y ADD: 3301 MOUNTAIN RD NW ALBUQUERQUE NM 87104 NATURE: OUTSIDE INSURANCE SALES: PROPERTY AND CASUALTY, COMMERCIAL POSITION: OWNER START DATE: 07/01/2023 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: REFERRING PROSPECTS TO HIGHBURY INSURANCE PARTNERS FOR P&C AND COMMERCIAL INSURANCE. THE LLC WILL HAVE A LICENSED AGENT TO SELL THESE PRODUCTS. I AM PART OWNER IN THE LLC AND I WILL NOT RECEIVE ANY DIRECT COMPENSATION. (2) NAME: UNM LOBO CLUB INV REL: Y ADD: 1155 UNIVERSITY BLVD SE ALBUQUERQUE, NM 87106 NATURE: ATHLETIC BOOSTER CLUB NON-PROFIT FUNDRAISING POSITION: PRESIDENT ELECT & HEAD OF FINANCE COMMITTEE START DATE: 08/27/2025 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: OVERSEE FINANCE COMMITTEE AND LEAD FINANCE MONTHLY FINA COMMITTE MEETINGS. (3) NAME: MWE CONSULTING, LLC INV REL: Y ADD: 8100 LANG AVE NE, STE 102, ALBUQUERQUE, NM 87109 NATURE: PASS THROUGH COMPENSATION POSITION: PRESIDENT START DATE: 02/01/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: ADMINISTRATIVE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-11
S63 Uniform Securities Agent State Law Examination 2008-07-31
  • S66 Uniform Combined State Law Examination
    2025-12-11
  • S63 Uniform Securities Agent State Law Examination
    2008-07-31
Other Names
  • Michael Warren Ellis
  • Warren Ellis
  • Michael Warren Ellis
  • Warren Ellis

View on SEC IAPD

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