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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-12
NY RA APPROVED 2025-09-11
  • TX RA
    APPROVED
    Since 2026-01-12
  • NY RA
    APPROVED
    Since 2025-09-11

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Woodbury NY 11/2024 Present
Not Employed Princeton NJ 06/2024 11/2024
S3 Group North Brunswick NJ 12/2022 06/2024
Self-Employed Plainview NY 05/2021 05/2024
S3 Group North Brunswick NJ 12/2021 12/2022
Not Employed Plainview NY 09/2021 12/2021
Transcendence Theatre Co. Sonoma CA 07/2021 09/2021
Not Employed Plainview NY 02/2021 07/2021
Full-Time Education Plainview NY 07/2020 02/2021
Not Employed Plainview NY 03/2020 07/2020
Arden Theatre Co. Philadelphia PA 01/2020 03/2020
Kaimin New York NY 12/2019 03/2020
The Blonds New York NY 08/2019 12/2019
Not Employed Plainview NY 06/2019 08/2019
Full-Time Education Philadelphia PA 09/2015 06/2019
  • 11/2024 → Present
    Woodbury, NY
  • 06/2024 → 11/2024
    Not Employed
    Princeton, NJ
  • 12/2022 → 06/2024
    S3 Group
    North Brunswick, NJ
  • 05/2021 → 05/2024
    Self-Employed
    Plainview, NY
  • 12/2021 → 12/2022
    S3 Group
    North Brunswick, NJ
  • 09/2021 → 12/2021
    Not Employed
    Plainview, NY
  • 07/2021 → 09/2021
    Transcendence Theatre Co.
    Sonoma, CA
  • 02/2021 → 07/2021
    Not Employed
    Plainview, NY
  • 07/2020 → 02/2021
    Full-Time Education
    Plainview, NY
  • 03/2020 → 07/2020
    Not Employed
    Plainview, NY
  • 01/2020 → 03/2020
    Arden Theatre Co.
    Philadelphia, PA
  • 12/2019 → 03/2020
    Kaimin
    New York, NY
  • 08/2019 → 12/2019
    The Blonds
    New York, NY
  • 06/2019 → 08/2019
    Not Employed
    Plainview, NY
  • 09/2015 → 06/2019
    Full-Time Education
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-11
  • S66 Uniform Combined State Law Examination
    2025-09-11

View on SEC IAPD

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