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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-02-25 |
Branch Locations
1140 Tall Grass Ave, Tiffin, IA 52340 • United States
1059 Longfellow Dr Ste A, Hiawatha, IA 52233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Grimes Public Works | Grimes | IA | 05/2024 | 08/2024 |
| City Of Grimes Public Works | Grimes | IA | 05/2023 | 08/2023 |
| Hyvee-Inc | Iowa City | IA | 08/2022 | 12/2022 |
| Unemployed | Iowa City | IA | 08/2024 | 12/2024 |
| University Of Iowa | Iowa City | IA | 08/2020 | 12/2024 |
| City Of Grimes Public Works | Grimes | IA | 05/2022 | 08/2022 |
| Pagliais Pizza | Johnston | IA | 05/2020 | 08/2020 |
| Johnston Community School District Kids Teen Connection | Johnston | IA | 03/2018 | 05/2020 |
| Price Chopper | Johsnton | IA | 08/2017 | 10/2017 |
| Principal Life Insurance Company | Tiffin | IA | 12/2024 | Present |
| Principal Securities Inc. | Tiffin | IA | 12/2024 | Present |
| Unemployed | Johnston | IA | 06/2016 | 08/2017 |
| Unemployed | Johnston | IA | 10/2017 | 03/2018 |
| University Of Iowa | Iowa City | IA | 12/2022 | 05/2023 |
| University Of Iowa | Iowa City | IA | 08/2023 | 05/2024 |
| Legacy Wealth Management Llc | Tiffin | IA | 03/2025 | Present |
**LEGACY WEALTH MANAGEMENT LLC (DBA) POSITION: Financial Representative NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2025 ADDRESS: 1140 Tall Grass Ave, Tiffin IA 52340, United States DESCRIPTION: Tailored financial services along with investment management solutions to help you achieve your unique financial goals. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2025 ADDRESS: 1140 Tall Grass Ave, Tiffin IA 52340, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-24 |
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