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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-02-25
  • IA RA
    APPROVED
    Since 2025-02-25

Branch Locations

1140 Tall Grass Ave, Tiffin, IA 52340 • United States

1059 Longfellow Dr Ste A, Hiawatha, IA 52233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Grimes Public Works Grimes IA 05/2024 08/2024
City Of Grimes Public Works Grimes IA 05/2023 08/2023
Hyvee-Inc Iowa City IA 08/2022 12/2022
Unemployed Iowa City IA 08/2024 12/2024
University Of Iowa Iowa City IA 08/2020 12/2024
City Of Grimes Public Works Grimes IA 05/2022 08/2022
Pagliais Pizza Johnston IA 05/2020 08/2020
Johnston Community School District Kids Teen Connection Johnston IA 03/2018 05/2020
Price Chopper Johsnton IA 08/2017 10/2017
Principal Life Insurance Company Tiffin IA 12/2024 Present
Principal Securities Inc. Tiffin IA 12/2024 Present
Unemployed Johnston IA 06/2016 08/2017
Unemployed Johnston IA 10/2017 03/2018
University Of Iowa Iowa City IA 12/2022 05/2023
University Of Iowa Iowa City IA 08/2023 05/2024
Legacy Wealth Management Llc Tiffin IA 03/2025 Present
  • 05/2024 → 08/2024
    City Of Grimes Public Works
    Grimes, IA
  • 05/2023 → 08/2023
    City Of Grimes Public Works
    Grimes, IA
  • 08/2022 → 12/2022
    Hyvee-Inc
    Iowa City, IA
  • 08/2024 → 12/2024
    Unemployed
    Iowa City, IA
  • 08/2020 → 12/2024
    University Of Iowa
    Iowa City, IA
  • 05/2022 → 08/2022
    City Of Grimes Public Works
    Grimes, IA
  • 05/2020 → 08/2020
    Pagliais Pizza
    Johnston, IA
  • 03/2018 → 05/2020
    Johnston Community School District Kids Teen Connection
    Johnston, IA
  • 08/2017 → 10/2017
    Price Chopper
    Johsnton, IA
  • 12/2024 → Present
    Principal Life Insurance Company
    Tiffin, IA
  • 12/2024 → Present
    Tiffin, IA
  • 06/2016 → 08/2017
    Unemployed
    Johnston, IA
  • 10/2017 → 03/2018
    Unemployed
    Johnston, IA
  • 12/2022 → 05/2023
    University Of Iowa
    Iowa City, IA
  • 08/2023 → 05/2024
    University Of Iowa
    Iowa City, IA
  • 03/2025 → Present
    Legacy Wealth Management Llc
    Tiffin, IA
Other Businesses

**LEGACY WEALTH MANAGEMENT LLC (DBA) POSITION: Financial Representative NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2025 ADDRESS: 1140 Tall Grass Ave, Tiffin IA 52340, United States DESCRIPTION: Tailored financial services along with investment management solutions to help you achieve your unique financial goals. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2025 ADDRESS: 1140 Tall Grass Ave, Tiffin IA 52340, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-24
  • S66 Uniform Combined State Law Examination
    2025-02-24
Other Names
  • Traeton Wheeler

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