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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-11-10
  • IA RA
    APPROVED
    Since 2025-11-10

Branch Locations

1059 Longfellow Dr Ste A, Hiawatha, IA 52233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mike Gary Enterprises - Principal Hiawatha IA 05/2023 02/2025
Great America Financial Services Cedar Rapids IA 08/2017 05/2023
Carters / Oshkosh Cedar Rapids IA 08/2016 08/2017
Qdogs Bbq Company Marion IA 03/2015 08/2019
Principal Life Insurance Company Hiawatha IA 02/2025 Present
Principal Securities, Inc. Hiawatha IA 02/2025 Present
  • 05/2023 → 02/2025
    Mike Gary Enterprises - Principal
    Hiawatha, IA
  • 08/2017 → 05/2023
    Great America Financial Services
    Cedar Rapids, IA
  • 08/2016 → 08/2017
    Carters / Oshkosh
    Cedar Rapids, IA
  • 03/2015 → 08/2019
    Qdogs Bbq Company
    Marion, IA
  • 02/2025 → Present
    Principal Life Insurance Company
    Hiawatha, IA
  • 02/2025 → Present
    Hiawatha, IA
Other Businesses

FIXED INSURANCE POSITION: Financial Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 08/16/2025 ADDRESS: 1059 Longfellow Dr. Ste A, Hiawatha IA 52233, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-04
S63 Uniform Securities Agent State Law Examination 2025-08-04
  • S66 Uniform Combined State Law Examination
    2025-10-04
  • S63 Uniform Securities Agent State Law Examination
    2025-08-04
Other Names
  • Emily Slater

View on SEC IAPD

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