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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-02
TX RA APPROVED 2025-07-01
  • FL RA
    APPROVED
    Since 2025-07-02
  • TX RA
    APPROVED
    Since 2025-07-01

Branch Locations

400 International Parkway Suite 130, Heathrow, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orlando Dinner Entertainment Orlando FL 01/2024 07/2024
Aimark Inc. Orlando FL 01/2023 12/2023
Medieval Times Dinner & Tournament Orlando FL 01/2022 12/2022
Wild & Free Mushing Eureka AK 08/2021 12/2021
Lindblad Expeditions Seattle WA 05/2021 07/2021
Canyon Lodge Mammoth Lakes CA 08/2020 04/2021
Otr Capital Atlanta GA 04/2020 08/2020
The Ohio State University Columbus OH 08/2017 03/2020
Unemployed Orlando FL 08/2024 11/2024
Kent State University Twinsburg OH 05/2016 07/2017
Cetera Advisor Networks Llc El Segundo CA 11/2024 06/2025
Cetera Investment Advisers Llc Schaumburg IL 01/2025 06/2025
Stifel, Nicolaus & Company Heathrow FL 06/2025 Present
  • 01/2024 → 07/2024
    Orlando Dinner Entertainment
    Orlando, FL
  • 01/2023 → 12/2023
    Aimark Inc.
    Orlando, FL
  • 01/2022 → 12/2022
    Medieval Times Dinner & Tournament
    Orlando, FL
  • 08/2021 → 12/2021
    Wild & Free Mushing
    Eureka, AK
  • 05/2021 → 07/2021
    Lindblad Expeditions
    Seattle, WA
  • 08/2020 → 04/2021
    Canyon Lodge
    Mammoth Lakes, CA
  • 04/2020 → 08/2020
    Otr Capital
    Atlanta, GA
  • 08/2017 → 03/2020
    The Ohio State University
    Columbus, OH
  • 08/2024 → 11/2024
    Unemployed
    Orlando, FL
  • 05/2016 → 07/2017
    Kent State University
    Twinsburg, OH
  • 11/2024 → 06/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2025 → 06/2025
    Schaumburg, IL
  • 06/2025 → Present
    Stifel, Nicolaus & Company
    Heathrow, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-09
  • S66 Uniform Combined State Law Examination
    2024-12-09

View on SEC IAPD

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