Best Investors Account Sign in

Nicole Anne Taylor

Assetmark, Inc.

Phoenix, AZ

Concord, CA

Claim This Profile
Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-16
  • AZ RA
    APPROVED
    Since 2025-06-16

Branch Locations

3200 N. Central Avenue 7Th Floor, Phoenix, AZ 85012 • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orangetheory Fitness Scottsdale AZ 10/2018 08/2019
The Madison Improvement Club Scottsdale AZ 05/2022 05/2023
Nova 401(K) Associates Scottsdale AZ 06/2023 04/2024
Kaleidoscope Juice Scottsdale AZ 01/2021 08/2024
Lucis At The Grove Scottsdale AZ 05/2020 08/2020
Horizon High School Scottsdale AZ 08/2015 05/2019
The University Of Arizona Tucson AZ 08/2019 05/2023
Assetmark Brokerage, Llc Phoenix AZ 11/2024 Present
Assetmark Financial Holdings, Inc Phoenix AZ 04/2024 Present
  • 10/2018 → 08/2019
    Orangetheory Fitness
    Scottsdale, AZ
  • 05/2022 → 05/2023
    The Madison Improvement Club
    Scottsdale, AZ
  • 06/2023 → 04/2024
    Nova 401(K) Associates
    Scottsdale, AZ
  • 01/2021 → 08/2024
    Kaleidoscope Juice
    Scottsdale, AZ
  • 05/2020 → 08/2020
    Lucis At The Grove
    Scottsdale, AZ
  • 08/2015 → 05/2019
    Horizon High School
    Scottsdale, AZ
  • 08/2019 → 05/2023
    The University Of Arizona
    Tucson, AZ
  • 11/2024 → Present
    Assetmark Brokerage, Llc
    Phoenix, AZ
  • 04/2024 → Present
    Assetmark Financial Holdings, Inc
    Phoenix, AZ
Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 04/2024 - 160 HRS / MONTHLY - SALES COORDINATOR OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD. CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-12
S63 Uniform Securities Agent State Law Examination 2025-02-15
  • S65 Uniform Investment Adviser Law Examination
    2025-06-12
  • S63 Uniform Securities Agent State Law Examination
    2025-02-15
Other Names
  • Nikki Anne Taylor

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor